基本素養 Basic Literacy

法學素養
Knowledge of Law
公民素養
Knowledge of Citizenship
人文素養
Knowledge of Humanities
語文素養
Knowledge of Languages
科際整合素養
Knowledge of Interdisciplinary Studies

核心能力 Competence

基礎的法學素養與論證能力
Basic Knowledge of Law and the Ability of Reasoning
縮短理論與實務差距的能力
To Shorten the Gap between Theories and Practices
兼顧法倫理學的能力
Ability to Take into Account Legal Ethics
同時具備跨領域的能力
Ability to Conduct Interdisciplinary Studies

課程概述 Course Description

透過有價證券對公開發行的程序與買賣的討論,引領出關於有價證券的定義,買賣交易,證券商與證券交易,集中市場的相關規範,進而討論有價證券的私募、委託書、公開收購,內線交易,及反詐欺條款的相關議題,使學生能對證券交易法有一個完整的認識。
The course discusses fundamental principles of securities regulation. Various topics such as IPO, primary and secondary distributions, private placement, proxy solicitation, short swing rule and insider trading, market manipulation, and anti-fraud provisions are covered.

課程學習目標 Course Objectives

  • 學生能描述有價證券與證券交易法於現代商業社會之功用與重要性
  • 學生能夠分辨並解釋各種不同有價證券的類型,同時掌握其不同
  • 學生能夠描述各種不同證券交易法所規範之不法行為,並熟悉行為人所涉及之責任
  • 學生能分析不同證券詐欺行為所產生之法律問題,並能清楚表達
  • 學生能夠辨識發行市場與流通市場之法律議題,並運用證券交易法法律規範於實際案例之中
  • 學生能以書面或口頭方式將所獲結果與同儕及教師溝通與呈現
  • 課程進度 Progress Description

    進度說明 Progress Description
    1公開收購
    2公開收購
    3強制公開收購
    4股份買回與庫藏股制度
    5股份買回與庫藏股制度
    6庫藏股制度與操縱市場行為
    7操縱市場行為
    8操縱市場行為
    9期中考試
    10操縱市場行為
    11短線交易與歸入權
    12短線交易與歸入權
    13內線交易
    14內線交易
    15內線交易
    16內線交易
    17利益輸送與證券詐欺
    18期末考試
     以上每週進度教師可依上課情況做適度調整。The schedule may be subject to change.

    課程是否與永續發展目標相關調查
    Survey of the conntent relevant to SDGs

    本課程與SDGs相關項目如下:
    This course is relevant to these items of SDGs as following:
    • 和平與正義制度 (Peace justice and strong institutions)

    有關課程其他調查 Other Surveys of Courses

    1.本課程是否規劃業界教師參與教學或演講? 否
    Is there any industry specialist invited in this course? How many times? No
    2.本課程是否規劃含校外實習(並非參訪)? 否
    Are there any internships involved in the course? How many hours? No
    3.本課程是否可歸認為學術倫理課程? 否
    Is this course recognized as an academic ethics course? In the course how many hours are regarding academic ethics topics? No
    4.本課程是否屬進入社區實踐課程? 否
    Is this course recognized as a Community engagement and Service learning course? Which community will be engaged? No