基本素養 Basic Literacy

法學素養
Knowledge of Law
公民素養
Knowledge of Citizenship
人文素養
Knowledge of Humanities
語文素養
Knowledge of Languages
科際整合素養
Knowledge of Interdisciplinary Studies

核心能力 Competence

基礎的法學素養與論證能力
Basic Knowledge of Law and the Ability of Reasoning
縮短理論與實務差距的能力
To Shorten the Gap between Theories and Practices
兼顧法倫理學的能力
Ability to Take into Account Legal Ethics
同時具備跨領域的能力
Ability to Conduct Interdisciplinary Studies

課程概述 Course Description

透過有價證券對公開發行的程序與買賣的討論,引領出關於有價證券的定義,買賣交易,證券商與證券交易,集中市場的相關規範,進而討論有價證券的私募、委託書、公開收購,內線交易,及反詐欺條款的相關議題,使學生能對證券交易法有一個完整的認識。

課程學習目標 Course Objectives

1. 學生能描述有價證券與證券交易法於現代商業社會之功用與重要性。
2. 學生能夠分辨並解釋各種不同有價證券的類型,同時掌握其不同。
3. 學生能夠描述各種不同證券交易法所規範之不法行為,並熟悉行為人所涉及之責任。
4. 學生能分析不同證券詐欺行為所產生之法律問題,並能清楚表達。
5. 學生能夠辨識發行市場與流通市場之法律議題,並運用證券交易法法律規範於實際案例之中。
6. 學生能以書面或口頭方式將所獲結果與同儕及教師溝通與呈現 

1. Students would be able to illustrate the functions and significance of the securities and securities regulation in our modern business environment.
2. Students would be able to identify and to explain the various types of securities in the capital market.
3. Students would be able to utilize legal principles that apply to different types of regulated securities.
4. Students would be able to describe different types of securities frauds and the underpinning legal rationales, and distinguish their legal consequences.
5. Students would be able to comprehend the difference and issues associated in the primary as well as the secondary markets and apply relevant law and regulation to any given cases.
6. Students would be able to communicate results in written or oral form to classmates, teaching assistants, and the instructor.

課程進度 Progress Description

進度說明 Progress Description
1Week 1 (2/18) 公開收購
2Week 2 (2/25) 公開收購
3Week 3 (3/4) 強制公開收購
4Week 4 (3/11) 股份買回與庫藏股制度
5Week 5 (3/18) 股份買回與庫藏股制度
6Week 6 (3/25) 庫藏股制度與操縱市場行為
7Week 7 (4/1) No Class Meet
8Week 8 (4/8) 操縱市場行為
9Week 9 (4/15) 操縱市場行為
10Week 10 (4/22) 期中考試
11Week 11 (4/29) 操縱市場行為
12Week 12 (5/6) 短線交易與歸入權
13Week 13 (5/13) 短線交易與歸入權
14Week 14 (5/20) 內線交易
15Week 15 (5/27) 內線交易
16Week 16 (6/3) 內線交易
17Week 17 (6/10) 內線交易
18Week 18(6/17) 利益輸送與證券詐欺 Week 19(6/24) 期末考試
 以上每週進度教師可依上課情況做適度調整。The schedule may be subject to change.

課程學習融入下列議題或具有下列內涵的程度
Immersing the Following Issues or Contents

議題或內容 Issues or Contents關聯性 Correlation
觀光旅遊產業 Tourism 無相關 No correlation
綠色能源產業 Green Energy Industry 無相關 No correlation
文創產業 Cultural and creative Industry 無相關 No correlation
環境保護 Environmental Protection 無相關 No correlation
人權教育 Human Rights Education 間接相關 Indirect correlation
服務學習 Service Learning 間接相關 Indirect correlation
性別平等 Gender Equity 無相關 No correlation
法治教育 Law-Related Education 直接相關 Direct correlation
工作實務取向 Pragmatic Orientation 直接相關 Direct correlation
生命教育 Life Education 無相關 No correlation
智慧財產權 Intellectual Property 無相關 No correlation
環境安全 Environmental Safety 無相關 No correlation
健康醫療照護產業 Health,Medical Treatment, Nursing Industry 無相關 No correlation
精緻農業產業 Advanced Agriculture 無相關 No correlation
生物科技產業 Biotechnology Industry 無相關 No correlation
學術研究取向 Academic Orientation 直接相關 Direct correlation

有關課程其他調查 Other Surveys of Courses

1.本課程是否規劃業界教師參與教學或演講? 否
Is there any industry specialist invited in this course? How many times? No
2.本課程是否規劃含校外實習(並非參訪)? 否
Are there any internships involved in the course? How many hours? No